About Us

Altitude Securities Law Office is a boutique law firm focused on bringing a modern, yet professional approach, to the financial services industry. Our attorneys have nearly 30 years of experience collectively, and have successfully represented individuals, small and mid-sized businesses, fortune 500 companies, and financial institutions of all types including Registered Investment Adviser (RIA) firms, Broker-Dealer firms, Investment Adviser Representatives (IARs), Registered Representatives, and Private Fund companies.

One of our primary objectives is to assist and advise our individual, small and mid-sized business clients throughout all of the stages of their financial services careers and companies’ lifecycles– from formation through growth and expansion, all the way to exit planning. Additionally, our expertise and specialization allow for us to provide financial institutions with continuing legal advice regarding corporate, business, and securities law compliance. Our partners specialize in Litigation, Regulatory Defense, Private Funds, Mergers & Acquisitions, and General Counsel fractional share services.

We want to make all of our clients’ experiences with the legal process smooth and stress free. We offer a personalized approach, by tailoring our representation to fit each client’s current needs and to build an ongoing relationship in order to meet all potential future legal needs that may arise.

Firm Overview

Jennifer Willey
Attorney

Diane Schumacher
Attorney

Stephanie Zwade
Business Development

Copyright © 2023. Altitude Securities Law Office.  All Right Reserved.
Regulatory Defense, Securities Litigation, Private Funds, RIA Registration, General Counsel, Mergers & Acquisitions, FINRA Expungements

The content on this website has been prepared by Altitude Securities Law Office and is intended for informational purposes only. Use of this website, or any materials found on this website, does not in any manner constitute legal advice, shall not be used as a substitute for legal advice from a qualified attorney, nor should any user act or refrain from acting in any manner based on anything you read on this site. While we are happy to speak with any user about the information or materials contained on our website, the information on this website shall not be construed as an offer that our firm or attorneys represent you, nor shall it be construed as forming an attorney-client relationship between Altitude Securities Law Office and the user.

The information on this website contains general information and may not reflect the most up-to-date information. Altitude Securities Law Office does not may any promise or guarantees about the accuracy, completeness, currency or adequacy of the contents or information contained or linked herein. Altitude Securities Law Office expressly disclaims all liability with respect to actions taken or not taken based on any or all of the contents of this website.

Certain pages on this site may describe results obtained in other matters handled by attorneys of Altitude Securities Law Office. This information is intended to provide information about the experience and expertise of our attorneys and past results are not a guarantee of a result in a future matter. The outcome of a particular matter cannot be determined or based upon an attorney’s or our firm’s past results.

Altitude Securities Law Office never requests personal information from non-clients. Should you get a request of this nature, please notify us. While we ask for personal information, as needed, from existing clients, our clients should ensure that they are talking to a member of our Team before disclosing such requested personal information.