Altitude Securities Law Office is a boutique law firm focused on bringing a modern, yet professional approach, to the financial services industry. Our attorneys have nearly 30 years of experience collectively, and have successfully represented individuals, small and mid-sized businesses, fortune 500 companies, and financial institutions of all types including Registered Investment Adviser (RIA) firms, Broker-Dealer firms, Investment Adviser Representatives (IARs), Registered Representatives, and Private Fund companies.
One of our primary objectives is to assist and advise our individual, small and mid-sized business clients throughout all of the stages of their financial services careers and companies’ lifecycles– from formation through growth and expansion, all the way to exit planning. Additionally, our expertise and specialization allow for us to provide financial institutions with continuing legal advice regarding corporate, business, and securities law compliance. Our partners specialize in Litigation, Regulatory Defense, Private Funds, Mergers & Acquisitions, and General Counsel fractional share services.
We want to make all of our clients’ experiences with the legal process smooth and stress free. We offer a personalized approach, by tailoring our representation to fit each client’s current needs and to build an ongoing relationship in order to meet all potential future legal needs that may arise.
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Regulatory Defense, Securities Litigation, Private Funds, RIA Registration, General Counsel, Mergers & Acquisitions, FINRA Expungements
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Certain pages on this site may describe results obtained in other matters handled by attorneys of Altitude Securities Law Office. This information is intended to provide information about the experience and expertise of our attorneys and past results are not a guarantee of a result in a future matter. The outcome of a particular matter cannot be determined or based upon an attorney’s or our firm’s past results.
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