Financial Services Law Firm • Altitude Securities Law Office

About Our Firm

Altitude Securities Law Office is a boutique law firm focused on bringing a modern, yet professional approach, to the financial services industry. Our attorneys have nearly 30 years of experience collectively, and have successfully represented individuals, small and mid-sized businesses, fortune 500 companies, and financial institutions of all types including Registered Investment Adviser (RIA) firms, Broker-Dealer firms, Investment Adviser Representatives (IARs), Registered Representatives, and Private Fund companies.

One of our primary objectives is to assist and advise our individual, small and mid-sized business clients throughout all of the stages of their financial services careers and companies’ lifecycles– from formation through growth and expansion, all the way to exit planning. Additionally, our expertise and specialization allow for us to provide financial institutions with continuing legal advice regarding corporate, business, and securities law compliance. Our partners specialize in Litigation, Regulatory Defense, Private Funds, Mergers & Acquisitions, and General Counsel fractional share services.

We want to make all of our clients’ experiences with the legal process smooth and stress free. We offer a personalized approach, by tailoring our representation to fit each client’s current needs and to build an ongoing relationship in order to meet all potential future legal needs that may arise.

Team Members

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