Private Fund Investments

We have many years of experience serving as counsel to Private Fund companies, Fund managers, and high net worth clients providing a full range of services for our Private Fund clients, including Fund formation, post-launch investment management matters, and investor representation. With our extensive knowledge and experience in corporate law and business administration, particularly in the areas of securities, finance, real estate, investment management, and mergers and acquisitions, we collaborate with our clients to determine their specific needs and find the best legal solutions for businesses and their Private Funds.

A Private Fund is more than just the Private Fund itself. The Fund may have a separate investment adviser (RIA). The Private Fund, the RIA, and any other management entity are all separate legal entities, which must be legally constructed prior to accepting investments in the Private Fund. Additionally, we must determine the proper legal exemption from registration and be certain it is complied with prior to offering the Private Fund investment to potential investors. We counsel clients on all legal considerations and requirements necessary to offer Private Funds.

Our Private Fund services include:

  • Providing advice and counsel to ensure compliance with federal securities laws
  • Forming and structuring Private Funds
  • Determination of Fund qualification for exemption from registration
  • Identification and preparation of required regulatory filings (including
  • Structuring internal governance and economic terms among the Private Fund management team
  • Preparing operating agreements and other organizational agreements
  • Preparing investment contracts
  • Preparing stockholder agreements
  • Preparing subscription agreements
  • Preparing private placement memorandums
  • Reviewing Private Fund offering documents and negotiation of terms
  • Due diligence
  • Providing advice and counsel on various other issues impacting Private Funds, such as economic arrangements, reorganizations, and restructuring

 

Practice Areas:

 

Copyright © 2023. Altitude Securities Law Office.  All Right Reserved.
Regulatory Defense, Securities Litigation, Private Funds, RIA Registration, General Counsel, Mergers & Acquisitions, FINRA Expungements

The content on this website has been prepared by Altitude Securities Law Office and is intended for informational purposes only. Use of this website, or any materials found on this website, does not in any manner constitute legal advice, shall not be used as a substitute for legal advice from a qualified attorney, nor should any user act or refrain from acting in any manner based on anything you read on this site. While we are happy to speak with any user about the information or materials contained on our website, the information on this website shall not be construed as an offer that our firm or attorneys represent you, nor shall it be construed as forming an attorney-client relationship between Altitude Securities Law Office and the user.

The information on this website contains general information and may not reflect the most up-to-date information. Altitude Securities Law Office does not may any promise or guarantees about the accuracy, completeness, currency or adequacy of the contents or information contained or linked herein. Altitude Securities Law Office expressly disclaims all liability with respect to actions taken or not taken based on any or all of the contents of this website.

Certain pages on this site may describe results obtained in other matters handled by attorneys of Altitude Securities Law Office. This information is intended to provide information about the experience and expertise of our attorneys and past results are not a guarantee of a result in a future matter. The outcome of a particular matter cannot be determined or based upon an attorney’s or our firm’s past results.

Altitude Securities Law Office never requests personal information from non-clients. Should you get a request of this nature, please notify us. While we ask for personal information, as needed, from existing clients, our clients should ensure that they are talking to a member of our Team before disclosing such requested personal information.